Compliance and Operational Risk Manager – Paris

Compliance and Operational Risk Manager – Paris Job Title: Compliance and Operational Risk Manager Corporate Title: VP Location: Paris Company Overview: Our client is a leading global financial institution committed to driving responsible growth while supporting its clients, employees, and communities worldwide. With a strong emphasis on compliance, risk management, and operational excellence, the firm fosters a dynamic and inclusive work environment where professionals can thrive and make a meaningful impact. As part of its commitment to flexibility, the organization offers a modern and adaptable work culture tailored to different roles and responsibilities, ensuring employees can achieve both professional and personal success. Location Overview: The Paris office, located in the prestigious 8th arrondissement , provides a modern and elegant workspace with abundant natural light, excellent amenities, and convenient access to public transport. The Team: The Compliance and Operational Risk team is responsible for providing independent oversight across various business functions, ensuring adherence to global compliance and risk management policies. The team plays a critical role in identifying, assessing, and mitigating regulatory and operational risks while maintaining strong governance and control frameworks. Role Description: This position sits within the second line of defense , providing compliance and operational risk oversight for key business areas. The role involves assessing regulatory risks, identifying compliance gaps, and offering independent reviews to enhance risk management practices. Key Responsibilities: Assist in assessing risks, evaluating control effectiveness, and ensuring adherence to relevant laws, regulations, and internal policies . Provide compliance and operational risk oversight for business units and control functions. Identify and escalate potential risk issues while supporting actions to address the root causes of compliance and operational risk concerns. Conduct monitoring and independent reviews of front-line activities. Support regulatory and trading venue inquiries, as well as internal audits and assessments . Assist in trade surveillance investigations and contribute to the enhancement of risk management programs . Stay informed on regulatory developments and support their implementation within the business . What Our Client Is Looking For: Solid experience in Compliance and/or Operational Risk , ideally within financial markets (FICC business experience preferred). Strong knowledge of relevant EU and US regulations (MiFID II, MAR, Dodd-Frank, Volcker, etc.). Ability to communicate confidently and professionally with Trading, Sales, and other internal stakeholders . Strong analytical skills and familiarity with compliance policies and frameworks. Excellent written and verbal communication skills. Preferred Skills: Ability to perform in a fast-paced, dynamic environment with multiple priorities. Experience in surveillance, monitoring, or testing is an advantage but not mandatory. Employee Benefits (France): Our client offers a competitive benefits package, including: Competitive retirement plan in addition to state benefits. Comprehensive healthcare coverage for employees and their families. 24/7 access to medical advice in both English and French. Life and disability insurance . Time Savings Account (CET) for managing leave days. 50% reimbursement of commuter pass . Nursery scheme for children under 3 years old. Works council benefits . Employee Assistance Programme for confidential support. Opportunities to engage in volunteering and community initiatives . Free entry to art exhibitions sponsored by the company. Diversity & Inclusion Commitment: Our client is committed to fostering an inclusive and diverse workplace , ensuring equal opportunities for all applicants, regardless of gender, race, ethnicity, religion, disability, or socio-economic background. Hiring decisions are based solely on skills, qualifications, and experience . If you are looking for an exciting opportunity to grow within a globally recognized financial institution, apply today

Location: Paris, FR

Posted Date: 2/3/2025