IG Group
Compliance Manager
Job Location
Singapore, Singapore
Job Description
Job Title
Compliance Manager
Job Description
Join us at IG as a Compliance Manager in Singapore. Your expertise will ensure we meet regulatory benchmarks and lead with integrity. In this critical role, you'll contribute to compliance initiatives that are essential to our success and reputation in the fast-paced world of financial trading.
So, who are we?
Hello, we're IG Group. No, not Instagram - though we're a pretty big deal ourselves. We're a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We've snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences.
We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love.
Did we mention we have offices in 18 countries? Yes, when you join IG Group, you'll have the chance to work across multiple brands, with people all over the world. Join us for an exciting future and let's innovate together!
Your role in the Team
The Compliance Manager will be part of the Compliance Team in Singapore which has the primary responsibility to oversee daily compliance tasks, manage all regulatory and licensing obligations, as well as internal compliance framework and plan.
The successful candidate will report into the Head of Compliance in Singapore, and will work closely with the Global Compliance Team who will provide support in various areas.
What you'll do
- Provide compliance advisory to the business units to ensure firm's knowledge and understanding are in adherence with all relevant regulations.
- Develop and maintain a strong internal control framework, including the review of internal policies, procedures and control assessments.
- Carry out compliance monitoring and manage AML/KYC processes. - Review of marketing materials to ensure compliance with regulations.
- Participate in regulatory projects with local and global teams, and provide compliance related inputs.
- Assist the Head of Compliance to ensure that the development of the compliance function is in line with the development of the business and the regulatory landscape.
- Keep up to date on regulatory matters and inform key stakeholders.
- Assist in compiling compliance reports to senior management, MAS and other relevant authorities
Who we're looking for
You're curious about things like the client experience, the rapid developments in tech, and the complex world of fintech regulation. You're also a confident, creative thinker with a knack for innovating. We know that you know every problem has a solution. Here, you can try new ideas, and lead the way in creating inspiring experiences for our clients and everyone around you.
We don't fit the corporate stereotype. If you want to work for a traditional, suit-and-tie corporate that just gives you a pay cheque at the end of the month, we might not be for you. But, if you have that IG Group energy and you can stand behind what we believe in, let's raise the bar together.
What you'll need for this role
- At least 5 years of compliance experience in Capital Markets Service License environment, with preference for dealing with retail investors.
- A well-developed knowledge of the SFA, FAA and MAS regulatory instruments. - Strong policy writing skills.
- Proactive and self-driven individual who is able to effectively communicate, negotiate and influence others.
- Able to work independently and make sound, well thought out business decisions.
- Maturity and confidence to interact with MAS staff and senior management group stakeholders.
How you'll grow
When you join IG Group, we want you to have more than a job - we want you to have a career. And you can. If you spot an opportunity, we want you to chase it. Stretch yourself, challenge your self-beliefs and go for the things you dream of. With internal and external learning opportunities, and the tools to help you skyrocket to success, we'll support you all the way.
And these opportunities truly are endless because we have some bold targets. We plan to expand our global presence, increase revenue growth, and ultimately deliver the world's best trading experience. We'd love to have you along for the ride
The perks
It really is more than a job. We'll recognise your talent and make sure that you can still have a life - at work, and outside of it. Networks, committees, awards, sports and social clubs, mentorships, volunteering opportunities, extra time off... the list goes on.
- Flexible working hours and work-from-home opportunities
- Performance-related bonuses
- Pension, insurance and medical plans
- Two volunteering days per year
- One day of birthday leave per year
- Contribution to gym memberships and more
Where you'll work
We follow a hybrid working model; we reckon it's the best of both worlds. This model also feeds into our secret ingredients for innovation: diversity, flexibility, and close connection. Plus, you'll be welcomed into a diverse and inclusive workforce with a lot of creative energy. Ask our employees what their favourite thing is about working at IG, and you'll hear an echo of 'our culture'! That's because you can come to work as your authentic self. The things that make you, you - like your ethnicity, sexual orientation, faith, age, gender identity/expression or physical capacity - can bring a fresh perspective or new skill to our business. That's why we welcome people from various walks of life; and anyone who wants to help us realise our vision and strategy. So, if you're keen to connect with our values, and lead the charge on innovation, you know what to do.
Apply now
Number of openings
1
Location: Singapore, SG
Posted Date: 9/20/2024
Compliance Manager
Job Description
Join us at IG as a Compliance Manager in Singapore. Your expertise will ensure we meet regulatory benchmarks and lead with integrity. In this critical role, you'll contribute to compliance initiatives that are essential to our success and reputation in the fast-paced world of financial trading.
So, who are we?
Hello, we're IG Group. No, not Instagram - though we're a pretty big deal ourselves. We're a global, FTSE 250-listed company made up of a collection of progressive fintech brands in the world of online trading and investing. The best part? We've snapped up many awards for our top-class platforms, forward-thinking products, and incredible employee experiences.
We believe in financial freedom. And our purpose is to help ambitious people achieve it. Around 400,000 people use our groundbreaking technology and forward-thinking platforms to trade the financial products they know and love.
Did we mention we have offices in 18 countries? Yes, when you join IG Group, you'll have the chance to work across multiple brands, with people all over the world. Join us for an exciting future and let's innovate together!
Your role in the Team
The Compliance Manager will be part of the Compliance Team in Singapore which has the primary responsibility to oversee daily compliance tasks, manage all regulatory and licensing obligations, as well as internal compliance framework and plan.
The successful candidate will report into the Head of Compliance in Singapore, and will work closely with the Global Compliance Team who will provide support in various areas.
What you'll do
- Provide compliance advisory to the business units to ensure firm's knowledge and understanding are in adherence with all relevant regulations.
- Develop and maintain a strong internal control framework, including the review of internal policies, procedures and control assessments.
- Carry out compliance monitoring and manage AML/KYC processes. - Review of marketing materials to ensure compliance with regulations.
- Participate in regulatory projects with local and global teams, and provide compliance related inputs.
- Assist the Head of Compliance to ensure that the development of the compliance function is in line with the development of the business and the regulatory landscape.
- Keep up to date on regulatory matters and inform key stakeholders.
- Assist in compiling compliance reports to senior management, MAS and other relevant authorities
Who we're looking for
You're curious about things like the client experience, the rapid developments in tech, and the complex world of fintech regulation. You're also a confident, creative thinker with a knack for innovating. We know that you know every problem has a solution. Here, you can try new ideas, and lead the way in creating inspiring experiences for our clients and everyone around you.
We don't fit the corporate stereotype. If you want to work for a traditional, suit-and-tie corporate that just gives you a pay cheque at the end of the month, we might not be for you. But, if you have that IG Group energy and you can stand behind what we believe in, let's raise the bar together.
What you'll need for this role
- At least 5 years of compliance experience in Capital Markets Service License environment, with preference for dealing with retail investors.
- A well-developed knowledge of the SFA, FAA and MAS regulatory instruments. - Strong policy writing skills.
- Proactive and self-driven individual who is able to effectively communicate, negotiate and influence others.
- Able to work independently and make sound, well thought out business decisions.
- Maturity and confidence to interact with MAS staff and senior management group stakeholders.
How you'll grow
When you join IG Group, we want you to have more than a job - we want you to have a career. And you can. If you spot an opportunity, we want you to chase it. Stretch yourself, challenge your self-beliefs and go for the things you dream of. With internal and external learning opportunities, and the tools to help you skyrocket to success, we'll support you all the way.
And these opportunities truly are endless because we have some bold targets. We plan to expand our global presence, increase revenue growth, and ultimately deliver the world's best trading experience. We'd love to have you along for the ride
The perks
It really is more than a job. We'll recognise your talent and make sure that you can still have a life - at work, and outside of it. Networks, committees, awards, sports and social clubs, mentorships, volunteering opportunities, extra time off... the list goes on.
- Flexible working hours and work-from-home opportunities
- Performance-related bonuses
- Pension, insurance and medical plans
- Two volunteering days per year
- One day of birthday leave per year
- Contribution to gym memberships and more
Where you'll work
We follow a hybrid working model; we reckon it's the best of both worlds. This model also feeds into our secret ingredients for innovation: diversity, flexibility, and close connection. Plus, you'll be welcomed into a diverse and inclusive workforce with a lot of creative energy. Ask our employees what their favourite thing is about working at IG, and you'll hear an echo of 'our culture'! That's because you can come to work as your authentic self. The things that make you, you - like your ethnicity, sexual orientation, faith, age, gender identity/expression or physical capacity - can bring a fresh perspective or new skill to our business. That's why we welcome people from various walks of life; and anyone who wants to help us realise our vision and strategy. So, if you're keen to connect with our values, and lead the charge on innovation, you know what to do.
Apply now
Number of openings
1
Location: Singapore, SG
Posted Date: 9/20/2024
Contact Information
| Contact | Human Resources IG Group |
|---|